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Industry · Financial Services

Financial services IT stack 2026: UK FCA-regulated firm reference architecture

Servnet Editorial · Financial Services Practice10 min read
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UK financial services firms regulated by the FCA (asset managers, brokers, fund administrators, family offices, wealth managers, private banks, fintechs) face shared IT architecture decisions: DORA + Operational Resilience compliance, trading-floor latency, cyber posture for SII + Lloyd's, and Microsoft + Bloomberg + Refinitiv integration. This is the 2026 reference stack.

UK financial-services IT stack — 2026 reference
5Trading + front-officeBloomberg · FactSet · OMS · EMS4Risk + complianceGRC · trade surveillance · AML3Productivity + commsM365 / G-Workspace · Zoom · Slack2SecurityEDR · CASB · PAM · DLP · UEBA1InfrastructureMulti-cloud · low-latency colo · HCI
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UK financial-services IT stack — 2026 reference
LayerDetail
Trading + front-officeBloomberg · FactSet · OMS · EMS
Risk + complianceGRC · trade surveillance · AML
Productivity + commsM365 / G-Workspace · Zoom · Slack
SecurityEDR · CASB · PAM · DLP · UEBA
InfrastructureMulti-cloud · low-latency colo · HCI

Layer 1 — Identity + endpoint

Microsoft Entra ID Premium P2 + Conditional Access.

Microsoft Defender for Endpoint Plan 2 or CrowdStrike Falcon Enterprise.

Microsoft Intune for device management.

CyberArk or BeyondTrust for PAM on privileged + service accounts.

Layer 2 — Network + perimeter

Fortinet FortiGate or Palo Alto NGFW for office + DC perimeter.

Zscaler ZPA / ZIA for hybrid workforce + SASE.

SD-WAN for multi-office connectivity.

Dedicated low-latency peering for trading-floor connectivity to LSE + LMAX + ICE.

Layer 3 — Data protection

Veeam Data Platform Advanced or Rubrik Security Cloud for backup.

Immutable target — hardened Linux repository, AWS S3 Object Lock, or Rubrik air-gapped vault.

Immutable architecture is now DORA-evidenced minimum.

See our backup buyer's guide.

Layer 4 — Compute + storage

Nutanix HCI or VMware vSAN (or Azure Stack HCI for Microsoft shops).

Hardware: Dell PowerEdge or HPE ProLiant or Lenovo ThinkSystem.

Storage: PowerStore / Pure FlashArray / NetApp AFF for SAN where required.

Trading floors: low-latency NICs + KVM-over-IP (Raritan KX IV or Vertiv HMX).

FS supplier — regulatory expectations
FCA · DORA · PRA SS1/21 — control mapF1FCA Operational Resilience evidenceCOREF2DORA Article 30 ICT contract clausesCOREF3CE+ + ISO 27001 + SOC 2 Type IICOREF4UK / EU data residencyCOREF5TLPT support (TIBER-EU)PLUS

Layer 5 — Productivity + comms

Microsoft 365 E5 + Teams Phone (or third-party telephony).

Bloomberg Terminal + Refinitiv Eikon integrations.

OMS / EMS (Charles River, Aladdin, BlackRock) — keep on dedicated infrastructure with isolated networks.

Compliance overlay

DORA Article 30 ICT contracts.

FCA Operational Resilience (PS21/3).

Cyber Essentials Plus.

ISO 27001:2022.

What Servnet does

Servnet runs the full FS IT stack — see our Financial Services practice. Specialist focus on asset managers, brokers, fund administrators, family offices.

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Key takeaways
  • ✓FS IT stack centres on identity + endpoint + perimeter + immutable backup + compliance overlay.
  • ✓DORA + FCA Operational Resilience are the regulatory drivers.
  • ✓Trading floors need dedicated low-latency infrastructure + isolated networks for OMS/EMS.
  • ✓Microsoft 365 E5 + Defender XDR is the default for productivity + endpoint.
  • ✓Servnet maintains the full FS reference architecture across asset managers, brokers, FAs, family offices.
Frequently asked

FAQs — Financial services IT stack 2026

Stack

Do we need Bloomberg Terminal integration support?

Yes — Servnet supports Bloomberg Terminal deployments + Refinitiv Eikon + market data feed connectivity. Particularly relevant for asset managers + brokers + family offices with active trading + research workflows.

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